Compliance Sr Specialist

**Do you want your voice heard and your actions to count?**Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.*Prepare reports for internal control and compliance-related program (CoDA's Compliance program, CoDA Compliance Testing, Annual Compliance Risk Assessment). *Provide support and assistance to the Compliance Officer for daily duties and projects, including drafting reports associated with rejected and blocked transactions. *Responsible for tracking transactions and making decisions on which should be escalated to management for possible violations. *Assist in the compilation of regular reports *Assist employees with questions/issues *Participate in special projects- *1-3 years experience in the financial services industry.