**Responsibilities**:
- Responsible for ensuring that all of the firm's activities follow the necessary rules and regulations, and that the firm complies with legal/regulatory boundaries and jurisdictions.
- Focuses on resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes.
- Facilitates ownership for one or more processes, reports, procedures or products, and may also be considered analytical or procedural experts representing a unit or team on cross-function process or project deliverables.
- Provides legal guidance and counsel related to securities and banking regulatory matters
- Maintains relationships with regulatory bodies and agencies and has significant expertise in industry regulatory matters
- Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities
- Prepares and sponsors testimony to governmental or regulatory agencies
**Qualifications**:
- 5-8 years experience in Compliance and Control
**Education**:
- Bachelor's/University degree or equivalent experience
This job description provides a high-level review of the types of work performed.
Other job-related duties may be assigned as required.
- Seguimiento de compromisos regulatorios (Oficios, respuestas, planes de acción)
- Revisar y asegurar cumplimiento con las Evaluaciones de Calidad (EVCA) del Regulador
- Generación de materiales para foros y comités
- Conocimiento regulatorio sólido para aplicar cambios a la organización
- Seguimiento para el cumplimienito de los requerimientos regulatorios para reportes regulatorios
- Dar apoyo durante las visitas regulatorias incluyendo coordinación, explicación y entrega de la información requerida por los reguladores locales
- Crear y mantener relaciones con otras áreas como Compliance, Finanzas, Legal, Riesgo, Operaciones y Tecnología para atender los requerimiento y planes de acción correctiva regulatorios.
**Job Family Group**:
Compliance and Control
- **Job Family**:
Governance
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
View the "**EEO is the Law**" poster.
View the **EEO is the Law Supplement**.
View the **EEO Policy Statement**.
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