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Compliance Monitoring, Rates And Markets Treasury Sr Analyst - Avp - Mexico

Detalles de la oferta

.Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Monitoring Sr. Analyst performs risk-based testing of Citi's compliance risks in order to assess the design and effectiveness of key controls, reporting, and escalates any violations of laws or breaches of policy identified while consistently validating the adequacy of measures used to address reported issues.Responsibilities:Develops, implements, and executes compliance testing, continuous assurance, and reporting programs within assigned region for a component of a product line, function, or legal entity in accordance with Compliance Independent Assessment (CIA) Plan.Participates in the planning, executing, and reporting of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CIA Plan.Performs compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan and reports any findings to the Compliance Independent Assessment Management team as necessary and documents them accordingly.Utilizes innovative compliance testing solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks.Develops effective and collaborative relationships with stakeholders within and outside the CIA function and outside stakeholders, such as business and technology process owners, and promotes the education and best practices across ICRM and the business.Promoting knowledge sharing and promulgation of best practices across ICRM and the business.Escalating to CIA management significant compliance matters that require their attention or action.Additional duties as assigned.Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.Qualifications:5-8 years of experienceKnowledge of Compliance laws, rules, regulations, risks and typologiesExperience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities


Salario Nominal: A convenir

Fuente: Jobtome_Ppc

Requisitos

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