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Compliance Testing Sr Analyst

Detalles de la oferta

.Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent assurance activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacyof remediation taken to address reported issues.**Responsibilities**:- Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Assurance (CA) Plan.- Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CA Plan.- Executing compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan.- Documenting findings and report to the Compliance Assurance management team.- Assisting with development of Compliance Assurance Risk Assessments, Monitoring Monthly, and Quarterly Summaries and development and enhancement of the Compliance Assurance and Internal Audit Methodologies and Standards for auditing, testing, monitoring, and reporting.- Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities.- Developing effective relationships within CA function and with other stakeholders including business and technology process owners, and Internal Audit function.- Promoting knowledge sharing and promulgation of best practices across ICRM and the business.- Monitoring the risk environment and assesses the emerging risks through the Business Monitoring process.- Informing CA management of significant compliance matters that require their attention or action.- Additional duties as assigned.**Qualifications**:- Knowledge of Compliance laws, rules, regulations, risks and typologies- Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.- Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities- Extensive global compliance and audit related experience, and strong knowledge of business processes.- Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.- Understanding of rules, laws, and regulations, and specific regulatory requirements


Salario Nominal: A convenir

Fuente: Jobtome_Ppc

Requisitos

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