Regulatory Exam Management & Oversight Analyst 2 - C12

Detalles de la oferta

.The Compl Bus Control Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits. Significant impact in terms of a project by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual.Responsibilities:Working with senior staff in establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise.Participating in the coordination and execution of regulatory exams; including franchise relevant regulatory reviews and other supervisory activity impacting businesses and control functions.Liaising with the supervisory agency teams, including responding to ad hoc requests / inquiries and hosting meetings with senior managers held in connection with ongoing supervision efforts.Partnering with regional Exam Management and Regulatory Liaison Offices, local advisory Compliance teams, Business, Risk, Legal, Operations, and Technology to identify, gather and produce responsive documents and information.Identifying and escalating issues raised in the course of regulatory exams and supervisory activity.Promoting awareness of trends identified during exam management activity and driving common messaging across our organization.Participating in UAT testing and working groups on behalf of the Exam Management and Regulatory Liaison Offices to enhance the firm's current regulatory tracking processes, standards and systems.Preparing internal reporting and ensuring tracking of exams (and associated requests) on a timely basis.Developing, enhancing, and promoting the use of globally consistent communication tools/templates/presentations.Additional duties as assigned


Fuente: Jobtome_Ppc

Requisitos

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