Trg Associate

We pride ourselves with a strong and highly skilled Compliance Team at Ria.
Joining our team means you will have a great place to utilise your knowledge and experience gained so far.
Expect to never stop learning as you go as well.
- Responsibilities
Your main responsibilities will include, but will not be limited to:
Review of customer activity and review that system generated "smart alerts" comply with internal AML/ATF policies;
Review of agent activity and ensuring that transactions carried out at our agent locations comply with internal AML/ATF policies;
Review that internal communications made by our agent/store employees or back-office colleagues comply with internal AML/ATF policies;
Assess our agents' knowledge of AML/ATF regulations;
Provide compliance training to Ria agents (Could be a business owner and/or their employees);
Keep our customers up to date on all RIA compliance rules and regulations;
Keep our agents up-to-date on all RIA compliance rules and regulations;
Collaborate in preparation and filing of STR's for detected suspicious activities and contribute in preparing responses to different inquiries from local authorities;
Contribute to creation of new policies, collaborating with senior analysts and supervisors.
- Qualifications
Excellent Oral and written communications skills
English is a plus
Ability to work in teams and work adaptability
Multitasking and organizing skills
Analytical and focused person
Ability to work in rotative schedules
Intermidium Excel is a plus